Joseph James Inness Ferguson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Jul 2025)
- CF30 Customer (since 1 Jul 2025)
EC Financial Planning Limited
FRN 1019288
- (1)Employed By (since 1 Jul 2025)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- Appointed representative dealing with clients for which they require qualification (3 May 2024 to 28 May 2025)
- CF30 Customer (2 May 2024 to 28 May 2025)
Joseph Ferguson (no longer approved here)
FRN 1010853
- (1)Employed By (2 May 2024 to 28 May 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.