Joseph Gillingwater

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company

    FRN 122020

    • [FCA CF] Material risk taker (since 3 Oct 2022)
    • [FCA CF] Significant management (since 9 Aug 2022)
    • [FCA CF] Client dealing (since 17 Apr 2018)
    • [FCA CF] Manager of certification employee (since 17 Apr 2018)
    • CF30 Customer (29 Feb 2016 to 6 Mar 2016)
  • Northern Trust Global Services SE

    FRN 829966

    • [FCA CF] Significant management (since 9 Aug 2022)
    • [FCA CF] Client dealing (since 1 Mar 2019)
    • [FCA CF] Manager of certification employee (since 1 Mar 2019)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (18 Dec 2008 to 9 Feb 2016)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF30 Customer (1 Nov 2007 to 9 Feb 2016)
    • CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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