Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • (3)Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • (1)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (1)Responsible for Insurance Mediation (8 Apr 2013 to 30 Sep 2018)
    • (2)CF8 Apportionment and Oversight (8 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF29 Limited scope function (limited scope SMCR firms only) at Esskay Management Services LLP

  2. controlled function removed: Director of firm who is not a certification employee or a SMF manager at Esskay Management Services LLP

  3. controlled function removed: Responsible for Insurance Distribution at Esskay Management Services LLP

  4. controlled function added: (1)Responsible for Insurance Mediation at Esskay Management Services LLP

  5. controlled function added: (2)CF8 Apportionment and Oversight at Esskay Management Services LLP

  6. controlled function added: (1)Responsible for Insurance Distribution at Esskay Management Services LLP

  7. controlled function added: (2)SMF29 Limited scope function (limited scope SMCR firms only) at Esskay Management Services LLP

  8. controlled function added: (3)Director of firm who is not a certification employee or a SMF manager at Esskay Management Services LLP