Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HARVEST ASSOCIATES LIMITED
FRN 629749
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
- [FCA CF] Client dealing (since 4 Sep 2023)
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- Appointed representative dealing with clients for which they require qualification (6 Oct 2021 to 1 Sep 2023)
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- Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 1 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.