Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Mar 2026)
- [FCA CF] Client dealing (since 12 Dec 2025)
- [FCA CF] Functions requiring qualifications (12 Dec 2025 to 11 Mar 2026)
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Alder Rose Mortgage Services Limited
FRN 923776
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (3 Mar 2025 to 12 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.