Joseph Edward Little

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Manager of certification employee (since 27 Jan 2025)
    • [FCA CF] Material risk taker (since 18 Aug 2022)
    • [FCA CF] Client dealing (since 20 Dec 2019)
    • [FCA CF] Manager of certification employee (20 Dec 2019 to 7 Jan 2020)
    • CF30 Customer (10 Aug 2010 to 8 Dec 2019)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 9 Jan 2025)
  • HSBC Alternative Investments Limited

    FRN 170423

    • [FCA CF] Material risk taker (since 18 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.