Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (62)Employed By (since 6 May 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Sep 2021)
    • [FCA CF] Client dealing (since 6 Sep 2021)
    • CF1 Director (AR) (since 3 Sep 2021)
    • CF30 Customer (since 3 Sep 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Aug 2021)
    • CF1 Director (AR) (8 Feb 2018 to 6 Aug 2021)
    • CF4 Partner (AR) (24 Feb 2014 to 29 May 2018)
    • CF30 Customer (17 Nov 2010 to 6 Aug 2021)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (14 Feb 2013 to 6 Aug 2021)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (17 Nov 2010 to 6 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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