Joseph Dean Fleet-Chapman

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2024)
    • CF30 Customer (since 5 Sep 2024)
  • Almond Financial Ltd

    FRN 810507

    • (3)Employed By (since 5 Sep 2024)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 27 Sep 2023)
  • Mercian FS Limited (no longer approved here)

    FRN 945072

    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 22 Jan 2024)
    • [FCA CF] Client dealing (1 Jul 2021 to 22 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Almond Financial Ltd

  2. controlled function added: (3)Employed By at Almond Financial Ltd