Joseph David Hills

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2021)
    • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF30 Customer (6 Nov 2012 to 8 Jan 2016)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (12 Jan 2009 to 4 Sep 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.