Joseph Blum

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Global Infrastructure Management LLP (no longer approved here)

    FRN 506903

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
    • CF10 Compliance Oversight (24 Dec 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Dec 2009 to 8 Dec 2019)
    • CF4 Partner (24 Dec 2009 to 3 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.