Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Jul 2024)
    • [FCA CF] Client dealing (since 13 Dec 2023)
    • [FCA CF] Manager of certification employee (since 13 Dec 2023)
    • [FCA CF] Material risk taker (since 19 Jul 2024)
    • [FCA CF] Client dealing (since 13 Dec 2023)
    • [FCA CF] Manager of certification employee (since 13 Dec 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2021 to 20 Mar 2023)
    • [FCA CF] Client dealing (24 Jun 2021 to 20 Mar 2023)
    • [FCA CF] Material risk taker (24 Jun 2021 to 20 Mar 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (22 Feb 2019 to 26 Mar 2021)
    • [FCA CF] Manager of certification employee (24 Sep 2018 to 5 Feb 2021)
    • [FCA CF] Material risk taker (31 Aug 2017 to 26 Mar 2021)
    • [FCA CF] Client dealing (23 Feb 2017 to 26 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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