Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Material risk taker (since 19 Jul 2024)
- [FCA CF] Client dealing (since 13 Dec 2023)
- [FCA CF] Manager of certification employee (since 13 Dec 2023)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Material risk taker (since 19 Jul 2024)
- [FCA CF] Client dealing (since 13 Dec 2023)
- [FCA CF] Manager of certification employee (since 13 Dec 2023)
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- [PRA CF] Significant risk taker or Material risk taker (24 Jun 2021 to 20 Mar 2023)
- [FCA CF] Client dealing (24 Jun 2021 to 20 Mar 2023)
- [FCA CF] Material risk taker (24 Jun 2021 to 20 Mar 2023)
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- [FCA CF] Significant management (22 Feb 2019 to 26 Mar 2021)
- [FCA CF] Manager of certification employee (24 Sep 2018 to 5 Feb 2021)
- [FCA CF] Material risk taker (31 Aug 2017 to 26 Mar 2021)
- [FCA CF] Client dealing (23 Feb 2017 to 26 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.