Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Asset Value Investors Limited
FRN 119270
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Manager of certification employee (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2020 to 26 May 2021)
- [PRA CF] Key function holder (9 Dec 2020 to 26 May 2021)
- CF3 Chief Executive (1 Oct 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (15 Jul 2004 to 8 Dec 2019)
- CF27 Investment Management (3 Feb 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.