Joseph Balen

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Balens Europe B.V. (no longer approved here)

    FRN 973253

    • Responsible for Insurance Distribution (18 Aug 2023 to 13 Oct 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (18 Aug 2023 to 13 Oct 2023)
  • Balens Limited (no longer approved here)

    FRN 305787

    • SMF3 Executive Director (9 Dec 2019 to 18 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Jan 2023)
    • CF28 Systems and controls (19 Sep 2018 to 5 Aug 2019)
    • Responsible for Insurance Mediation (19 Sep 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (7 Jan 2016 to 8 Dec 2019)
    • CF1 Director (30 Jan 2012 to 8 Dec 2019)
    • CF29 Significant management (9 Nov 2010 to 31 Jan 2012)
  • Balens Insurance Finance Services Limited (no longer approved here)

    FRN 721566

    • (39)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Mar 2023)
    • (40)SMF3 Executive Director (9 Dec 2019 to 1 Jun 2023)
    • (41)CF28 Systems and controls (19 Sep 2018 to 5 Aug 2019)
    • (43)CF1 Director (23 Mar 2016 to 8 Dec 2019)
    • (42)CF11 Money Laundering Reporting (23 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO) at Balens Insurance Finance Services Limited

  2. controlled function added: (40)SMF3 Executive Director at Balens Insurance Finance Services Limited

  3. controlled function added: (41)CF28 Systems and controls at Balens Insurance Finance Services Limited

  4. controlled function added: (42)CF11 Money Laundering Reporting at Balens Insurance Finance Services Limited

  5. controlled function added: (43)CF1 Director at Balens Insurance Finance Services Limited