Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (30 Dec 2021 to 17 Jul 2024)
  • Altero Capital UK Ltd (no longer approved here)

    FRN 911598

    • (1)Employed By (30 Dec 2021 to 17 Jul 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 21 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Altero Capital UK Ltd

  2. controlled function added: (1)Employed By at Altero Capital UK Ltd