Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 18 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Dec 2017)
- [FCA CF] Material risk taker (since 7 Dec 2017)
- [FCA CF] Client dealing (since 21 Dec 2016)
-
- [PRA CF] Significant risk taker or Material risk taker (18 Jun 2025 to 23 Jun 2025)
- [FCA CF] Material risk taker (18 Jun 2025 to 23 Jun 2025)
- [FCA CF] Client dealing (10 Oct 2024 to 23 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.