Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Significant management (7 Mar 2016 to 17 May 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 May 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Aug 2021)
    • CF29 Significant management (29 May 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (19 Apr 2004 to 12 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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