Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2004 to 2 Nov 2006)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2004 to 2 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.