Jose Guillermo Brena

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (11 Apr 2003 to 12 Dec 2003)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Jul 2002)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.