Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Sep 2021)
    • [FCA CF] Material risk taker (since 6 Sep 2021)
    • SMF18 Other Overall Responsibility (25 May 2018 to 6 Sep 2021)
    • CF29 Significant management (29 Sep 2014 to 6 Mar 2016)
    • CF30 Customer (6 Nov 2012 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 6 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Sep 2021)
    • [FCA CF] Material risk taker (since 6 Sep 2021)
    • SMF22 Other Local Responsibility (25 May 2018 to 6 Sep 2021)
    • CF29 Significant management (29 Sep 2014 to 6 Mar 2016)
    • CF30 Customer (6 Nov 2012 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (20 Apr 2004 to 17 Jul 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (20 Apr 2004 to 17 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.