Jose Asumendi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 11 Mar 2022)
    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Mar 2019)
    • CF30 Customer (7 Nov 2012 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (11 Jun 2018 to 30 Jan 2020)
    • [FCA CF] Client dealing (11 Jun 2018 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (11 Jun 2018 to 7 Mar 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Aug 2011 to 11 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.