Jose Antonio Lopez-Borges

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marble Bar Asset Management LLP (no longer approved here)
FRN 475857
- [FCA CF] Material risk taker (22 Feb 2021 to 3 Aug 2021)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (21 Sep 2016 to 21 Jun 2019)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (8 Mar 2013 to 31 Mar 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (4 Sep 2009 to 3 Dec 2012)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (18 Dec 2007 to 4 Sep 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.