Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 31 Oct 2020)
- [FCA CF] Manager of certification employee (since 31 Oct 2020)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
- CF30 Customer (3 Jan 2018 to 8 Dec 2019)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- [FCA CF] Client dealing (since 1 Aug 2022)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (2 Dec 2003 to 1 Jul 2005)
- CF22 Investment Adviser (Trainee) (9 Jul 2003 to 2 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.