Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Oct 2020)
    • [FCA CF] Manager of certification employee (since 31 Oct 2020)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • CF30 Customer (3 Jan 2018 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 1 Aug 2022)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (2 Dec 2003 to 1 Jul 2005)
    • CF22 Investment Adviser (Trainee) (9 Jul 2003 to 2 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.