Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SIMBA CAPITAL LIMITED
FRN 401310
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (23 Aug 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (23 Aug 2004 to 31 Mar 2009)
- CF3 Chief Executive (23 Aug 2004 to 8 Dec 2019)
- CF1 Director (23 Aug 2004 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Aug 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Aug 2004 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.