Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2025)
    • [FCA CF] Client dealing (since 23 Sep 2025)
  • DELTA MORTGAGES LIMITED (no longer approved here)

    FRN 921485

    • [FCA CF] Functions requiring qualifications (1 May 2025 to 25 Sep 2025)
  • Baggette & Company Wealth Management Limited (no longer approved here)

    FRN 522193

    • [FCA CF] Functions requiring qualifications (6 May 2021 to 29 Sep 2025)
    • [FCA CF] Client dealing (6 May 2021 to 7 May 2021)
    • CF1 Director (AR) (29 Jan 2015 to 10 Nov 2017)
  • Prosper Protect Limited (no longer approved here)

    FRN 912838

    • [FCA CF] Functions requiring qualifications (26 Feb 2020 to 12 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.