Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Nov 2024)
    • [FCA CF] Client dealing (since 11 Nov 2024)
    • [FCA CF] Client dealing (since 20 Aug 2024)
    • [FCA CF] Manager of certification employee (since 20 Aug 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (22 Aug 2018 to 3 Mar 2020)
    • [FCA CF] Client dealing (9 Nov 2016 to 3 Mar 2020)
    • CF30 Customer (22 Oct 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.