Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2023)
- SMF1 Chief Executive (9 Dec 2019 to 31 Oct 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2023)
- Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
- CF3 Chief Executive (29 Nov 2016 to 8 Dec 2019)
- CF1 Director (29 Nov 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (29 Nov 2016 to 17 Jan 2019)
- CF11 Money Laundering Reporting (29 Nov 2016 to 17 Jan 2019)
-
- CF30 Customer (15 Aug 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.