Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Towers Watson Limited
FRN 432886
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 27 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 27 Sep 2022)
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- Employed By (12 Mar 2020 to 24 Jan 2022)
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- CF30 Customer (12 Mar 2020 to 24 Jan 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
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