JORDAN JAMES MUNGOVAN

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- [FCA CF] Client dealing (1 Apr 2019 to 30 Apr 2021)
Mizuho International plc (no longer approved here)
FRN 119256
- [FCA CF] Client dealing (3 Jan 2019 to 11 Feb 2019)
Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- [FCA CF] Client dealing (7 Mar 2016 to 25 Dec 2018)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (1 Aug 2013 to 17 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.