Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spend Time Ltd

    FRN 917358

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2024)
    • [FCA CF] Client dealing (since 21 Feb 2024)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (3 May 2019 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (16 Aug 2018 to 6 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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