Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 20 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2026)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Functions requiring qualifications (3 Mar 2023 to 30 Oct 2025)
    • [FCA CF] Client dealing (2 Nov 2020 to 30 Oct 2025)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Functions requiring qualifications (3 Mar 2023 to 30 Oct 2025)
    • [FCA CF] Client dealing (2 Nov 2020 to 30 Oct 2025)
    • [FCA CF] Functions requiring qualifications (3 Mar 2023 to 30 Oct 2025)
    • [FCA CF] Client dealing (2 Nov 2020 to 30 Oct 2025)
    • [FCA CF] Functions requiring qualifications (3 Mar 2023 to 30 Oct 2025)
    • [FCA CF] Client dealing (2 Nov 2020 to 30 Oct 2025)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (3 Mar 2023 to 30 Oct 2025)
    • [FCA CF] Client dealing (2 Nov 2020 to 30 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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