Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 26 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • [FCA CF] Client dealing (8 Dec 2020 to 9 Dec 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (31 Oct 2008 to 17 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.