Jonathon James Douglas Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Jun 2024)
    • CF1 Director (AR) (since 10 May 2024)
    • CF30 Customer (since 10 May 2024)
  • J W Wealth Management Limited

    FRN 1013257

    • (1)Employed By (since 10 May 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
    • CF30 Customer (10 Mar 2017 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (23 Sep 2013 to 7 Mar 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 29 Jul 2013)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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