Jonathon David Sear

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GILLINGHAMS INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 609295

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Aug 2023)
    • Responsible for Insurance Mediation (1 May 2014 to 30 Sep 2018)
    • CF1 Director (1 May 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2014 to 8 Dec 2019)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)
  • Adanac Financial Services Ltd (no longer approved here)

    FRN 494917

    • CF30 Customer (24 Apr 2009 to 25 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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