Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tangible Investment Management Limited
FRN 810732
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (7 Sep 2018 to 1 Aug 2019)
- CF1 Director (7 Sep 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Sep 2018 to 1 Aug 2019)
- CF30 Customer (7 Sep 2018 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Nov 2020)
- CF30 Customer (26 Oct 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.