Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (25 Jul 2022 to 11 Sep 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (25 Jul 2022 to 11 Sep 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Sep 2021)
    • CF30 Customer (9 Jun 2011 to 19 May 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Jul 2013 to 4 Feb 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (16 May 2003 to 7 Jul 2004)
    • CF22 Investment Adviser (Trainee) (12 Mar 2002 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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