Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (14 Oct 2005 to 27 Jul 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Mar 2004 to 27 Jul 2006)
    • CF21 Investment Adviser (4 Feb 2003 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Mar 2004 to 27 Jul 2006)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.