Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TFS Derivatives Limited
FRN 197244
- [FCA CF] Manager of certification employee (since 1 Jan 2022)
- [FCA CF] Client dealing (since 29 Jan 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.