Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 5 Mar 2026)
    • [FCA CF] Client dealing (since 5 Mar 2026)
    • [FCA CF] Significant management (since 5 Mar 2026)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Manager of certification employee (31 Dec 2020 to 30 Jan 2026)
    • [FCA CF] Client dealing (31 Dec 2020 to 30 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (17 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.