Jonathan William Avery

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • CF28 Systems and controls (1 Nov 2007 to 1 Aug 2017)
    • CF13 Finance (12 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Oct 2010)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • CF28 Systems and controls (1 Nov 2007 to 1 Aug 2017)
    • CF13 Finance (12 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.