Jonathan Whitehead

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Societe Generale International Limited (no longer approved here)
FRN 538896
- CF2 Non Executive Director (5 Sep 2018 to 26 Jun 2019)
Societe Generale (no longer approved here)
FRN 124866
- [FCA CF] Client dealing (7 Mar 2016 to 31 Jul 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jul 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Jul 2019)
- CF30 Customer (3 May 2011 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF26 Customer Trading (13 Aug 2007 to 29 Aug 2007)
EDF Trading Markets Limited (no longer approved here)
FRN 197427
- CF26 Customer Trading (21 Oct 2003 to 4 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.