Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Client dealing (since 2 Jan 2018)
- [FCA CF] Material risk taker (since 2 Jan 2018)
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- [FCA CF] Client dealing (2 Jan 2018 to 13 Dec 2024)
- [FCA CF] Material risk taker (2 Jan 2018 to 13 Dec 2024)
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- CF30 Customer (29 Jan 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.