Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 2 Jan 2018)
    • [FCA CF] Material risk taker (since 2 Jan 2018)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Client dealing (2 Jan 2018 to 13 Dec 2024)
    • [FCA CF] Material risk taker (2 Jan 2018 to 13 Dec 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (29 Jan 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.