Jonathan Wadham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rombouts Coffee Great Britain Limited

    FRN 815787

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 18 Mar 2025)
    • [FCA CF] Algorithmic trading (since 1 Jan 2024)
    • [FCA CF] Benchmark submission and administration (since 1 Jan 2024)
    • [FCA CF] CASS oversight function (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Proprietary trader (since 1 Jan 2024)
    • [FCA CF] Significant management (since 1 Jan 2024)
    • [PRA CF] Key function holder (since 1 Jan 2024)
    • [PRA CF] Managing a material risk taker (since 1 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)

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Updates to this individual's record on the FCA register.

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