Jonathan Thomas Roy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 May 2025)
    • [FCA CF] Functions requiring qualifications (since 15 May 2025)
    • CF30 Customer (23 Sep 2013 to 23 Nov 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Jan 2013 to 4 Sep 2013)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (432)Employed By (25 Jan 2013 to 4 Sep 2013)
  • Prismatic Benefits Limited (no longer approved here)

    FRN 578480

    • Employed By (28 Mar 2012 to 13 Sep 2012)
  • PrisWM Limited (no longer approved here)

    FRN 131446

    • CF30 Customer (16 Jan 2012 to 2 Nov 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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