Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NEL Fund Managers Limited (no longer approved here)

    FRN 148550

    • SMF1 Chief Executive (11 Oct 2022 to 31 Dec 2024)
    • SMF3 Executive Director (29 Jun 2022 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2025)
    • CF30 Customer (29 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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