Jonathan Steven Davies

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANKLIN DAVIES (IFA) LIMITED

    FRN 466832

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 26 Mar 2025)
    • CF1 Director (AR) (since 26 Mar 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)
    • CF1 Director (20 Jul 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jul 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Jul 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (20 Jul 2007 to 30 Sep 2018)
  • Delta Intermediaries Limited

    FRN 925596

    • (1)Employed By (since 26 Mar 2025)
  • Curo Advisers Limited (no longer approved here)

    FRN 194925

    • CF21 Investment Adviser (31 Oct 2005 to 10 Aug 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 31 Oct 2005)
  • Curo IFA Limited (no longer approved here)

    FRN 231585

    • Employed By (12 Jan 2005 to 10 Aug 2007)
  • The Matthews Partnership Ltd (no longer approved here)

    FRN 225162

    • Employed By (15 Jul 2003 to 16 Sep 2004)

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