Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AIS Pensions LLP
FRN 748172
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jan 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 26 Jan 2022)
- CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
- CF4 Partner (1 Nov 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2016 to 5 Nov 2018)
- CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.