Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2020 to 6 Oct 2021)
    • [FCA CF] Significant management (7 Mar 2017 to 6 Oct 2021)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2020 to 6 Oct 2021)
    • [FCA CF] Client dealing (8 May 2020 to 11 May 2020)
    • [FCA CF] Significant management (8 May 2020 to 6 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.