Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2023)
    • [FCA CF] Client dealing (since 7 Apr 2023)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF30 Customer (8 Aug 2012 to 25 Oct 2013)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF30 Customer (10 Jan 2011 to 25 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.