Jonathan Stacey Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Dec 2021)
    • CF1 Director (AR) (9 Jan 2015 to 2 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Apr 2005 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 3 Aug 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (22 Jul 2009 to 6 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.