Jonathan Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wyvern Partners Limited

    FRN 533401

    • CF30 Customer (since 2 Feb 2024)
    • SMF1 (AR) Chief Executive function (since 2 Feb 2024)
    • SMF4 (AR) Partner function (since 2 Feb 2024)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (12 Jan 2011 to 8 Dec 2019)
    • CF3 Chief Executive (12 Jan 2011 to 8 Dec 2019)
    • CF1 Director (12 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jan 2011 to 8 Dec 2019)
  • Wyvern Corporate Finance LLP

    FRN 1006870

    • Employed By (since 2 Feb 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (19 Feb 2002 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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